SFC Licences of LU Yang 陸楊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 1 20 December 2022
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 9 14 June 2022
ICBC Credit Suisse Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 RE 4 14 June 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 29 October 2019 02 June 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 29 October 2019 02 June 2022
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 1 29 October 2019 02 June 2022