SFC Licences of XU Fanfei 許凡非
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 27 February 2020 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 27 February 2020 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 November 2019 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 01 November 2019 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 November 2019 |