SFC Licences of LEE Kwok Wen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 03 February 2021 | 25 November 2022 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 03 February 2021 | 25 November 2022 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 2 | 08 November 2019 | 22 January 2021 |
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 08 November 2019 | 22 January 2021 |