SFC Licences of YU Haozhang 余昊璋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 5 | 08 May 2020 | 14 April 2021 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 08 May 2020 | 14 April 2021 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 13 November 2019 | 26 March 2020 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 13 November 2019 | 26 March 2020 |