SFC Licences of KWOK Sarah King Wai 郭瓊蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 10 September 2021 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 10 September 2021 | |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 10 September 2021 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 10 September 2021 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 10 September 2021 | |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 10 September 2021 | |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 1 | 27 May 2020 | 02 August 2021 |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 20 December 2019 | 02 August 2021 |
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 20 December 2019 | 02 August 2021 |