SFC Licences of ADACHI Masamichi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 09 January 2024 | 15 January 2024 |
UBS Securities Asia Limited | RE | 4 | 29 May 2023 | 01 June 2023 |
UBS Securities Asia Limited | RE | 4 | 16 January 2023 | 17 January 2023 |
UBS Securities Asia Limited | RE | 4 | 18 November 2019 | 23 November 2019 |