SFC Licences of MA Rong 馬榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 24 May 2021
CLSA Limited 中信里昂證券有限公司
RE 4 24 May 2021 26 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 03 March 2021
CLSA Limited 中信里昂證券有限公司
RE 1 03 March 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1, 6 02 December 2019 04 November 2020