SFC Licences of WAN Derek Yiu Chung 温耀聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 19 September 2023 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 September 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 November 2022 | 23 June 2023 |
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 25 November 2019 | 27 August 2020 |