SFC Licences of TIAN Yu 田宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RE 4 08 October 2021
J.P. Morgan Securities (Far East) Limited RE 6 20 September 2021
J.P. Morgan Securities (Far East) Limited RE 1 20 September 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 25 November 2019 17 June 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 25 November 2019 17 June 2021