SFC Licences of TIAN Yu 田宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 4 | 08 October 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 20 September 2021 | |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 20 September 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 25 November 2019 | 17 June 2021 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 25 November 2019 | 17 June 2021 |