SFC Licences of DU Xuan 杜絢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 07 September 2020 | |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 07 September 2020 | |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 1 | 07 September 2020 | |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 20 December 2019 | 14 August 2020 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 20 December 2019 | 14 August 2020 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 20 December 2019 | 14 August 2020 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 20 December 2019 | 14 August 2020 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 20 December 2019 | 14 August 2020 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 20 December 2019 | 14 August 2020 |