SFC Licences of LIU Xuyang 劉煦陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 04 January 2022 | 07 July 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 04 January 2022 | 07 July 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 January 2022 | 07 July 2023 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 16 December 2019 | 31 December 2021 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 16 December 2019 | 31 December 2021 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 16 December 2019 | 31 December 2021 |