SFC Licences of CHAN Chun Wai 陳振為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 20 July 2023 | 26 September 2023 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 20 July 2023 | 26 September 2023 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 16 April 2020 | 30 June 2023 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 23 December 2019 | 30 June 2023 |