SFC Licences of LO An Yee, Ann 羅安宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 06 January 2021 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 06 January 2021 | |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 19 December 2019 | 20 November 2020 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 19 December 2019 | 20 November 2020 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 19 December 2019 | 20 November 2020 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 19 December 2019 | 20 November 2020 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 19 December 2019 | 20 November 2020 |