SFC Licences of LO An Yee, Ann 羅安宜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited RE 4 06 January 2021
UBS Asset Management (Hong Kong) Limited RE 1 06 January 2021
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 19 December 2019 20 November 2020
JPMorgan Asset Management (Asia Pacific) Limited RE 4 19 December 2019 20 November 2020
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 19 December 2019 20 November 2020
JPMorgan Asset Management (Asia Pacific) Limited RE 9 19 December 2019 20 November 2020
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 19 December 2019 20 November 2020