SFC Licences of YU Kai 余凱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 22 December 2022 25 May 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 December 2022 25 May 2023
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 20 March 2020 06 March 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 20 March 2020 06 March 2022
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 20 March 2020 06 March 2022