SFC Licences of HE Miao 何苗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 August 2021 | 12 January 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 02 August 2021 | 12 January 2023 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 17 January 2020 | 18 June 2021 |