SFC Licences of XU Shiqi 徐詩琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 07 February 2022 | 11 May 2023 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 09 January 2020 | 29 August 2021 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 09 January 2020 | 29 August 2021 |