SFC Licences of XU Shiqi 徐詩琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 07 February 2022 11 May 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 09 January 2020 29 August 2021
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 09 January 2020 29 August 2021