SFC Licences of SHAN Yibo 單弋波
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 19 May 2023 | |
| UBS Securities Asia Limited | RE | 1 | 19 May 2023 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 23 December 2019 | 30 November 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 23 December 2019 | 30 November 2021 |