SFC Licences of LAW Yi Ying 羅綺盈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 09 July 2021 28 July 2021
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 17 June 2021 28 July 2021
Chief Securities Limited 致富證券有限公司 RE 1 02 January 2020 19 May 2021