SFC Licences of LAW Yi Ying 羅綺盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 09 July 2021 | 28 July 2021 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 17 June 2021 | 28 July 2021 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 02 January 2020 | 19 May 2021 |