SFC Licences of YAU Choi Kan 邱再勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Magpie Securities Limited 喜鵲證券有限公司 | RE | 2 | 08 November 2021 | 17 December 2021 |
Magpie Securities Limited 喜鵲證券有限公司 | RE | 1 | 08 November 2021 | 17 December 2021 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 27 October 2020 | 23 October 2021 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 27 October 2020 | 23 October 2021 |
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 10 February 2020 | 16 October 2020 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 10 February 2020 | 16 October 2020 |