SFC Licences of DAI Zhiyuan 戴志遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 21 February 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 21 February 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 21 February 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 30 December 2019 | 17 December 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 30 December 2019 | 17 December 2021 |