SFC Licences of WU Charles 胡正灝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 11 June 2021 | 22 November 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 June 2021 | 22 November 2022 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 17 January 2020 | 28 May 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 17 January 2020 | 28 May 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 January 2020 | 28 May 2021 |