SFC Licences of YEN Yu Hung 顏郁閎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 06 December 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 06 December 2021
WaterValley Capital Management (HK) Limited 泓谷資本管理(香港)有限公司 RE 9 12 March 2020 27 October 2021