SFC Licences of LU Yang 陸晹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tianyan Capital Limited 天演資本有限公司 | RE | 9 | 07 September 2023 | |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 4 | 12 January 2021 | 14 August 2023 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 9 | 05 January 2021 | 14 August 2023 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 1 | 05 January 2021 | 14 August 2023 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 23 January 2020 | 30 June 2020 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 23 January 2020 | 30 June 2020 |