SFC Licences of MA Hsuan Chi 馬宣琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 10 November 2023 | 28 November 2023 |
UBS Securities Hong Kong Limited | RE | 2 | 19 April 2022 | 18 July 2023 |
UBS Securities Hong Kong Limited | RE | 1 | 19 April 2022 | 18 July 2023 |
UBS Securities Asia Limited | RE | 2 | 19 April 2022 | 18 July 2023 |
UBS Securities Asia Limited | RE | 1 | 19 April 2022 | 18 July 2023 |
Merrill Lynch Far East Limited | RE | 1 | 02 March 2020 | 23 February 2022 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 March 2020 | 23 February 2022 |
Merrill Lynch Far East Limited | RE | 2 | 02 March 2020 | 23 February 2022 |