SFC Licences of TSE Siu Hung 謝少鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 03 May 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 27 April 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 April 2021 | |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 12 February 2020 | 24 April 2021 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 12 February 2020 | 24 April 2021 |