SFC Licences of WONG Lok Yin 黃樂妍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 25 September 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 25 September 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 20 March 2020 01 September 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 20 March 2020 01 September 2023