SFC Licences of LU Ye

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 9 20 February 2020
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 20 February 2020
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 20 February 2020