SFC Licences of HAO Dapeng 郝大鹏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 07 April 2022 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 07 April 2022 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 07 April 2022 | |
| TFI Capital Limited 天風國際資本市場有限公司 | RE | 6 | 22 November 2021 | 15 February 2022 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 22 November 2021 | 15 February 2022 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 13 February 2020 | 17 September 2021 |