SFC Licences of CAO Wenqian 曹文乾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 29 November 2021 | 17 August 2023 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 09 April 2020 | 23 August 2020 |