SFC Licences of HUNG Yung Yung 洪蓉蓉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 08 May 2023 | |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 08 May 2023 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 25 July 2022 | 17 March 2023 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 07 February 2022 | 17 March 2023 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 07 February 2022 | 17 March 2023 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 January 2022 | 25 January 2022 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 January 2022 | 25 January 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 24 February 2020 | 05 January 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 24 February 2020 | 05 January 2022 |