SFC Licences of LEE Sing Yu 李星宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 21 June 2022 | |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 21 June 2022 | |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 21 June 2022 | |
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 14 December 2021 | 02 June 2022 |
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 5 | 14 December 2021 | 02 June 2022 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 14 December 2021 | 02 June 2022 |
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 9 | 24 February 2020 | 02 June 2022 |
Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 | RE | 4 | 24 February 2020 | 02 June 2022 |