SFC Licences of LI Linhai 利林海

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 24 August 2023
UBS Securities Asia Limited RE 4 10 March 2023 16 March 2023
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 18 March 2020 24 December 2020