SFC Licences of LI Linhai 利林海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 24 August 2023 | |
UBS Securities Asia Limited | RE | 4 | 10 March 2023 | 16 March 2023 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 18 March 2020 | 24 December 2020 |