SFC Licences of TANG Hoi Kan 鄧凱勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 15 October 2021 | 30 January 2023 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 15 October 2021 | 30 January 2023 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 20 May 2020 | 24 September 2021 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 May 2020 | 24 September 2021 |