SFC Licences of NI Chao 倪超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 30 September 2021 | 05 May 2022 |
| Antai Securities Limited 安泰證券有限公司 | RE | 1 | 10 March 2020 | 31 August 2020 |
| Antai Securities Limited 安泰證券有限公司 | RE | 4 | 10 March 2020 | 31 August 2020 |
| Antai Securities Limited 安泰證券有限公司 | RE | 9 | 10 March 2020 | 31 August 2020 |