SFC Licences of CHING Sum 程琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 2 | 15 June 2021 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1 | 28 May 2021 | |
| Chief Securities Limited 致富證券有限公司 |
RE | 4 | 03 December 2020 | 15 May 2021 |
| Chief Securities Limited 致富證券有限公司 |
RE | 1 | 12 March 2020 | 15 May 2021 |