SFC Licences of CHING Sum 程琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 04 August 2023 | |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 04 August 2023 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 15 June 2021 | 18 May 2023 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 28 May 2021 | 18 May 2023 |
Chief Securities Limited 致富證券有限公司 | RE | 4 | 03 December 2020 | 15 May 2021 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 12 March 2020 | 15 May 2021 |