SFC Licences of LIU Zhao 劉昭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 12 April 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 19 March 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 19 March 2021 | |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 | RE | 6 | 28 October 2020 | 28 February 2021 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 | RE | 1 | 28 October 2020 | 28 February 2021 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 9 | 16 April 2020 | 28 February 2021 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 4 | 16 April 2020 | 28 February 2021 |