SFC Licences of ZHANG Sirui 張思睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 01 February 2021 | 04 June 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 01 February 2021 | 04 June 2021 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 30 March 2020 | 04 June 2021 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 30 March 2020 | 04 December 2020 |