SFC Licences of LI Yaxin 黎雅心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 09 July 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 17 June 2021 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 17 June 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 15 April 2020 | 21 May 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 April 2020 | 21 May 2021 |