SFC Licences of CAI Baohui 蔡宝慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 04 April 2023 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 22 February 2022 | 22 March 2023 |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 20 April 2020 | 16 January 2022 |