SFC Licences of LI Sha 李莎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 21 December 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 21 December 2020 | |
Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 | RE | 9 | 06 July 2020 | 20 November 2020 |
Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 | RE | 4 | 06 July 2020 | 20 November 2020 |