SFC Licences of LI Sha 李莎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 21 December 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 21 December 2020
Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 RE 9 06 July 2020 20 November 2020
Lancy Global Asset Management Limited 朗姿環球資產管理有限公司 RE 4 06 July 2020 20 November 2020