SFC Licences of CHENG Tsz Ming Solomon 鄭子明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RO | 4 | 05 October 2022 | 14 April 2023 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RO | 1 | 05 October 2022 | 14 April 2023 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 24 June 2022 | 14 April 2023 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 24 June 2022 | 05 October 2022 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 23 May 2022 | 14 April 2023 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 23 May 2022 | 05 October 2022 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 06 May 2020 | 13 April 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 06 May 2020 | 13 April 2022 |