SFC Licences of HE Jiaozi 何驕子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 09 April 2021 | 28 October 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 February 2021 | 28 October 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 08 February 2021 | 18 March 2022 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 14 April 2020 | 04 January 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 April 2020 | 04 January 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 14 April 2020 | 04 January 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 14 April 2020 | 04 January 2021 |