SFC Licences of HE Jiaozi 何驕子

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 09 April 2021 28 October 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 08 February 2021 28 October 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 08 February 2021 18 March 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 14 April 2020 04 January 2021
CLSA Limited 中信里昂證券有限公司 RE 4 14 April 2020 04 January 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 14 April 2020 04 January 2021
CLSA Limited 中信里昂證券有限公司 RE 1 14 April 2020 04 January 2021