SFC Licences of LI Han 李涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 11 April 2022 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 April 2022 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 April 2022 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 April 2022 | |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 12 May 2020 | 07 March 2022 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 12 May 2020 | 07 March 2022 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 12 May 2020 | 07 March 2022 |