SFC Licences of KWOK Hoi Ming 郭凱明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 18 July 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 18 July 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 09 December 2020 | 29 April 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 17 November 2020 | 29 April 2022 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 7 | 07 May 2020 | 13 October 2020 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 07 May 2020 | 13 October 2020 |