SFC Licences of QIAO Yi 喬懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 26 September 2022 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 26 September 2022 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 29 January 2021 | 31 January 2022 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 26 May 2020 | 17 December 2020 |