SFC Licences of LEE Sang Min
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 19 June 2023 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 28 April 2023 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 28 November 2022 | |
KDB Asia Limited 產銀亞洲金融有限公司 | 1 | 11 May 2020 | ||
KDB Asia Limited 產銀亞洲金融有限公司 | 4 | 11 May 2020 |