SFC Licences of LI Colin Yi 李奕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 18 August 2020 | 30 June 2023 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 10 August 2020 | 30 June 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 10 August 2020 | 30 June 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 August 2020 | 30 June 2023 |
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 9 | 18 May 2020 | 29 July 2020 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 4 | 18 May 2020 | 29 July 2020 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 18 May 2020 | 29 July 2020 |