SFC Licences of ZHOU Wenqi 周文頎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 23 May 2022 | 05 March 2024 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 10 February 2022 | 28 April 2022 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 10 February 2022 | 28 April 2022 |
TFI Asset Management Limited 天風國際資產管理有限公司 | RO | 4 | 11 September 2020 | 26 October 2021 |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 10 July 2020 | 26 October 2021 |
TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 10 July 2020 | 11 September 2020 |