SFC Licences of ZHANG Shaozhi 張紹陟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 31 October 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 31 October 2022 | |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 22 June 2021 | 21 September 2022 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 22 June 2021 | 21 September 2022 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 22 June 2021 | 21 September 2022 |
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 18 June 2020 | 05 October 2020 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 18 June 2020 | 05 October 2020 |