SFC Licences of LIEN Cheng-Yang 廉正揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 29 December 2021 | 14 April 2022 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 16 December 2021 | 14 April 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 June 2020 | 03 December 2021 |